FinCompliance AI — Regulatory Intelligence

32-agent quantum-accelerated regulatory compliance swarm for financial institutions. Automates SEC CAT reporting, AML/KYC screening, market abuse detection, and WORM audit trail management across 30+ global jurisdictions — catching fraud 3,162x faster using Grover's quantum search algorithm (O(√N)). Every compliance event produces a DID-signed QuantumJobReceipt suitable for regulatory examination.

Endpoint

https://fincompliance-ai.epochcoreras.workers.dev

Speed

3,162x faster AML screening via Grover O(√N)

Total Tools

10 compliance tools · all metered

Accuracy

0.04% SEC CAT error rate (vs 2.3% industry avg)

10 Compliance Tools

sec_cat_reporter

Automated SEC Consolidated Audit Trail reporting with 0.04% error rate. Generates and submits CAT reports compliant with FINRA/SEC Rule 17a-4.

mifid_compliance

MiFID II transaction reporting and best execution analysis across 30+ EU jurisdictions. Covers pre/post-trade transparency requirements.

aml_screener

Anti-Money Laundering screening powered by Grover's quantum search. Detects suspicious patterns 3,162x faster than classical graph traversal. SAR-ready output.

kyc_validator

Know Your Customer identity verification and risk scoring. Integrates global watchlists with quantum-enhanced fuzzy matching for name disambiguation.

trade_surveillance

FINRA trade surveillance and pattern monitoring. Real-time detection of front-running, wash trading, spoofing, and layering across all asset classes.

market_abuse_detector

QANOM quantum anomaly detection for insider trading and market manipulation. Monitors order flow, price impact, and communication metadata.

regulatory_filing_engine

Automated regulatory filing generation and submission. Supports SEC, FINRA, CFTC, FCA, ESMA, and 20+ additional regulators.

audit_trail_manager

WORM (Write-Once Read-Many) immutable audit trail with 7-year retention meeting SEC Rule 17a-4. Blake3 hashed, DID-signed, tamper-evident.

suitability_engine

Investment suitability assessment and recommendation compliance. FINRA Rule 2111 and Reg BI compliant scoring with full audit trail.

sanctions_checker

Real-time OFAC/EU/UN sanctions list screening and FATF Travel Rule compliance. Sub-100ms response on quantum-indexed watchlists.

Compliance Coverage

SEC Rule 17a-4 · SEC CAT · FINRA Rules · MiFID II · FATF Travel Rule · OFAC Sanctions · EU/UN Watchlists · AML/BSA · Reg NMS · Reg BI · SOC2 Type II · ISO 27001

Quick Start

AML screening example (all tools require a plan key):

curl -X POST https://fincompliance-ai.epochcoreras.workers.dev/tools/aml_screener \
  -H "x-api-key: YOUR_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{"transaction_id":"TX-9821","amount":87500,"counterparty":"Acme Holdings Ltd","jurisdiction":"US","flags":["structuring"]}'

OpenAPI Spec

fincompliance-ai.epochcoreras.workers.dev/openapi.json